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A Few Good Investors: A Review
The average annual household income of adults reading the New York Times (weekday and Sunday editions combined) is $74,656. Or roughly $4,000 more than what a hard-working up-and-coming trader would...
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No Playing Chicken With the SEC
Pondering the current state of hedge funds and private equity as a presenter at an alternatives industry event in Boston on Thursday of last week, I was struck by the vitality of an industry that, a...
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Another Difference Between ‘D’ and ‘G’ Is More Than Just The Obvious
Those of us who are IR practitioners are well-versed in the nuances between Schedule 13D and Schedule 13G filings. We have come to believe that “G” means “good” and that “D” means, well, something...
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SEC Votes to Amend Rules on Marketing by Funds
As of today, you have just 59 days left to submit comments to the SEC regarding a pretty major change to Rule 506 of the Securities Act, announced Wednesday. For the last 80 years, Rule 506...
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